Risk/Compliance Manager - Fidelity Resume Program

Job Locations US-RI-Smithfield
Risk Management/Audit
Return-to-Work Program


Making a decision to return to work can be exciting and scary all at the same time. We get it 100% - many of us at reacHIRE are returners, too!!  And, we believe meaningful relationships formed along the way back to work should be built on communication and trust. Which is why our team of Program Managers are here to listen to your unique story and help you take the best next steps toward your next opportunity. We are excited to partner with Fidelity Investments for a 6-month return-to-work program starting in June 2023. This program is hybrid and requires participants to be in the office at least 1 week per month.


If you are a professional returning to work after a 2+ year career break or worked in part time or independent contractor roles, this could be the perfect opportunity! reacHIRE is invested in helping professionals return with confidence; providing the resources and support needed via Program Managers who will help guide and navigate the entire process alongside you. 


We know the confidence gap and imposter syndrome can get in the way of meeting amazing Returners, so please don’t hesitate to apply - we’d love to hear from you.


We are currently seeking a qualified, knowledgeable Risk/Compliance Management Professional that will be responsible for the end-to-end delivery, conduct assessments, evaluate operational effectiveness and business security operations. Role serves as key point of contact for risk-related matters, handling internal and external audit activities, and providing oversight over operational incidents.


An ideal candidate would be highly analytical and able to multi-task in a fast-paced and highly complex organization. S/he should have the ability to work with individuals across the company to assess financial risks and controls that ensure the integrity of the organization’s financial documents and or processes. They should also have the flexibility and the skill to both lead and contribute to their teams, providing excellent risk/audit support and advice to the business unit.


  • Conduct interviews and process walkthroughs with functional owners to understand the details of a procedure and associated controls 

  • Ensure process documentation, flowcharts and control matrices reflect results of interviews 

  • Assess testing results to ensure operating efficiency

  • Communicate result of assessment activities to partners 

  • Work with process owners to ensure a strong control environment is maintained, including training and awareness 

  • Assist with risk event management, including risk assessments, documentation, tracking and monitoring of remediation plans 

  • Lead risk related initiatives and support the successful planning and execution


You’ll Be a Great Fit If You Have:

  • Graduate/Post-Graduate in any discipline
  • 5+ years of total experience preferably in a US based financial services organization, with a good understanding of risk/compliance and controls environment and extensive operations responsibilities
  • Strong interpersonal skills and effectively and confidently communicate findings to more senior levels within the organization
  • You understand financial/business risks/compliance and controls
  • You focus on the details and solve problems independently
  • You have strong verbal, written communication, and organizational skills
  • You are a highly motivated, results-oriented, and a hard-working self-starter
  • You adapt to a rapidly changing environment and balance several priorities on a deadline basis
  • You work collaboratively and build strong business partnerships

How your work impacts the organization

We believe that diversity in background and experience will foster an engaging work environment for our employees. We recognize the value that employees’ differences can contribute to the forward-thinking and strong future of our company. This ultimately enables us to deliver better outcomes and support for our associates and customers. As a risk/compliance function, our mission is to drive outstanding business performance and improve the long-term value of the Firm. People who are phenomenal cultural fits demonstrate curiosity to learn, step up and take the lead, take ownership of their projects, and thrive by sharing knowledge.

About reacHIRE

reacHIRE is changing the trajectory for individuals in the workplace by partnering with forward-thinking companies. reacHIRE believes a career break shouldn't be a career breaker. At the end of the program, you may be eligible for full-time or extended contracting work, but it is not guaranteed. Either way, you’ll become part of the reacHIRE team, join with a cohort of fellow Returners, and we will provide 360-degree support via Aurora, along with a dedicated Program Manager to ensure your success every step of your journey back to work!


Our return-to-work program participants come from all walks of life, and so do we. At reacHIRE, the sum of our individual differences, life experiences, and self-expression is what makes us great. Be you and reach higher!


Please note:

  • reacHIRE will reasonably accommodate applicants with disabilities who need adjustments in order to complete the application or interview process. For assistance with your application please contact: Sarah White at swhite@reachire.com.
  • reacHIRE is unable to sponsor program participants for the duration of our return-to-work programs.


What’s great about working at Fidelity Investments?

At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments is an equal opportunity employer.


Sorry the Share function is not working properly at this moment. Please refresh the page and try again later.
Share on your newsfeed